Guidance on industry best practice that members are strongly encouraged to follow
ALL ASISA MEMBERS
ASISA Guideline on Sharing of Information - 18 July 2024
ASISA Guideline on features of products that may pose a low risk for money laundering, terrorist financing and proliferation financing - 17 July 2024
ASISA Secure Data Exchange Guidelines - 28 June 2022
ASISA Competition Law Compliance Policy, Guidelines and Procedures - October 2021
ASISA Guidelines on the Protection of Personal Information - July 2021
ASISA Centralised Guideline on M&E for Consumer Financial Education - 26 July 2019
Tax Free Savings Account Transfer - 1 March 2018
TFSA Transfer Request and Transfer Certificate
ASISA Guideline on Unclaimed Assets - 1 June 2013
INVESTMENT MANAGEMENT INDUSTRY
ASISA Guideline on South African Multi-Asset – Income Fund Risk Disclosures – 17 September 2024
ASISA Guideline on CIS Ballots - 7 July 2021
ASISA Guidelines For Debt Listings - 11 March 2021
ASISA Guideline on Naming of CIS Portfolios - 22 October 2020
ASISA Valuation Guideline for Investment Portfolios - 15 July 2020
ASISA CIS Operations Guideline - October 2017
ASISA Guideline on Transaction Cost Methodologies - October 2016
(This forms part of the ASISA Standard: Calculation and Disclosure of Total Expense Ratios and Transaction Costs)
ASISA Guideline on PA Trading Policy - 17 February 2010
LONG–TERM INSURANCE INDUSTRY
ASISA Guideline on Operational Risk - 22 July 2022
ASISA Guidelines for Assessing Disability due to Pulmonary Disorders - 28 July 2021
ASISA Guideline for Assessing Disability due to Spinal Impairment - 3 April 2024
ASISA Guidelines On Genetic Testing - 25 March 2021
ASISA Guideline on disclosures when group risk policies are terminated- 22 July 2020
ASISA Guideline on Claims Experience for Group Schemes - 2 July 2018
ASISA Guideline to the Management of Impairment Claims on Psychiatric Grounds - 2017
SASOP Guideline to the Management of Impairment Claims on Psychiatric Grounds - 2017
ASISA HIV Testing Guidelines - 7 October 2024
